Investment Management
- Investment Universe Monitoring
- Investment Policy Statement Monitoring
- Manager Due Diligence Calls
- Benchmark Selection and Review
- CIT Expense Ratio Review vs. Peer Group
Investor Compliance
- Participation Agreement Tracking
- KYC/AML – Fincen/OFAC check
- 404(a)5 – Participant Fee Disclosure
- 408(b)2- Plan Sponsor Disclosure
- IRS Determination Letter
